Job Description
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.
We’re seeking a future team member for the role of VP, Auditor to join our Securities Servies Team within Internal Audit. This role is located in Lake Mary, Florida – Hybrid role (4 days in the office).
In this role, you’ll make an impact in the following ways:
- Delivery of complex and challenging audit assignments, including compliance and regulatory related assignments.
- Lead or participate in audit project execution (planning, fieldwork, and reporting) of complex business processes.
- Perform walkthroughs with process owners; document results in narratives/flowcharts; identify and document risks and controls; develop and execute testing strategy; prepare supporting workpapers; and document test exceptions and conclusions.
- Identify and draft meaningful issues impacting the business under review and challenge management to develop appropriate remedial actions to address the issues identified.
- Elevate potential audit issues to the Audit Manager as soon as they are identified.
- Follow-up on audit actions to ensure corrective actions have been appropriately implemented and where necessary, test the design, operating effectiveness, and sustainability of implemented actions.
- Engage in and document Continuous Monitoring activities.
- Applies advanced analytical problem-solving skills and leads others in solving complex issues and identifying innovative solutions.
- Contributes technical or specialized skills sets or business knowledge not readily available elsewhere in the department to solve audit issues.
- Identifies opportunities for the use of AI/automation and actively takes part in advancing recommendations for software support requests.
To be successful in this role, we’re seeking the following:
- Bachelor's degree or equivalent combination of education and work experience required.
- Degree in Accounting, Finance, or relevant critical thinking specialty
- Certified Internal Auditor (CIA) or other Risk Management certifications preferred
- Certified Fiduciary and Investment Risk Specialist (CFIRS) preferred
- 5-7 years of experience working in financial services or banking, within Third Line Internal Audit or Second Line Risk or Compliance Monitoring.
- Prior experience in investment services or issuer services audit preferred.
- In depth knowledge of audit methodologies
- Additional core skill requirements include understanding of the applied and interpretation of analytics results for Audit, critical thinking and problem solving.
- Prior experience in contributing to the overall effectiveness and value of a department by recommending and assisting in the development of innovative approaches and solutions.
- Excellent planning, co-ordination, organization, and presentation skills
- Thrives in a fast-paced environment and adaptable to change
- Strong knowledge and use of Excel and other Microsoft software – PowerPoint, Word, Visio, Power BI as well as Python.
At BNY, our culture speaks for itself. Here’s a few of our awards:
- America’s Most Innovative Companies, Fortune, 2024
- World’s Most Admired Companies, Fortune 2024
- Human Rights Campaign Foundation, Corporate Equality Index, 100% score,
- Best Places to Work for Disability Inclusion, Disability: IN – 100% score,
- “Most Just Companies”, Just Capital and CNBC, 2024
- Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
- Bloomberg’s Gender Equality Index (GEI), 2023
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:
Job Tags
Work experience placement, Work at office, Flexible hours,